Compliance
Compliance by Design
Identity Verification
Services requiring identity verification are intended to be available only to customers who successfully complete the KYC or KYB requirements established by the relevant service provider.
AML & Transaction Controls
Applicable regulated providers may conduct sanctions screening, transaction monitoring, risk assessments, source-of-funds checks and additional due diligence in accordance with their legal and regulatory obligations.
No Anonymous Financial Accounts
Functionality involving regulated financial infrastructure is designed for identified and verified users, subject to provider requirements.
Third-Party Regulated Services
Where a service requires regulatory authorisation, the regulated component is intended to be provided by an appropriately authorised third-party provider.
Current status of functionality
Functionality described on this website is under development. Where controls are described as intended or planned, they are not represented as already implemented by Gutmann VV FlexCo. Regulated controls listed above are carried out by the applicable authorised provider in line with that provider's own obligations.
KYB and due-diligence enquiries
Compliance teams reviewing Gutmann VV FlexCo can request company documentation and a written description of intended provider integrations.